SourcingSourcing

STEPHEN CRAIG SCHULMERICH

A75
CRD 112547·SEC 801-63384
AUM
$128.5M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$386K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEPHEN CRAIG SCHULMERICH
CRD
112547
SEC file #
801-63384
EIN
—
DBA names
Schulmerich & Associates Asset Management, Llc

Economics

AUM
$128.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$135.0M → $128.5M▼ -5%
Client mix
Individuals Other246
Individuals High Net Worth146

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
01/22/2026
ADV-W filed at
—
Website
schulmerichandassoc.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHULMERICH, STEPHEN, CRAIG
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SCHULMERICH, STEPHEN, CRAIG
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCHULMERICHANDASSOC.COM
Rdap Domain Creation Date
2002-10-08T18:51:00Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab9
E*trade4
Firm Has Custody
No
Rdap Domain Expiration Date
2026-10-08T18:51:00Z
Rdap Domain Last Changed
2025-09-09T03:58:34Z
Rdap Nameservers
Nelly.ns.cloudflare.comPatrick.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
415613
Trust Company Affiliate
No

People (1)

1
SCHULMERICH, STEPHEN, CRAIG
IAR · Direct Owner · 87.5%
415613