SourcingSourcing

FRAZIER FINANCIAL CONSULTANTS, LLC

C44
CRD 112897·SEC 801-108521·CHAPEL HILL, NC
AUM
$196.0M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$588K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FRAZIER FINANCIAL CONSULTANTS, LLC
CRD
112897
SEC file #
801-108521
EIN
—
DBA names
—

Economics

AUM
$196.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$112.5M → $196.0M▲ +74%
Client mix
Individuals High Net Worth56
Individuals Other31
Charitable Organizations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
CHAPEL HILL NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
facebook.com/frazierfinancialconsultants(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FRAZIER, RICHARD, PATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FRAZIER, RICHARD, PATRICK
FRAZIER, DEBORAH, JANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5392241
Trust Company Affiliate
No

People (3)

3
FRAZIER, RICHARD, PATRICK
IAR · Direct Owner · 87.5%
5392241
FRAZIER, DEBORAH, JANE
IAR · Executive Officer · 2.5%
4411668
Elizabeth Frazier Peck
IAR
7332872