SourcingSourcing

MIDWEST PROFESSIONAL PLANNERS, LTD.

C27
CRD 112995·SEC 801-72649·WAUSAU, WI
AUM
$649.3M
$500M-$1B
Est. Revenue
$6.5M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIDWEST PROFESSIONAL PLANNERS, LTD.
CRD
112995
SEC file #
801-72649
EIN
391586683
DBA names
—

Economics

AUM
$649.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$210.4M → $649.3M▲ +209%
Client mix
Individuals Other446
Individuals High Net Worth264
Other Investment Advisers117
Pension Profit Sharing Plans10

Operations

Employees (total)
29
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'20'26
15 advisors → 15 advisors▬ 0%
Primary office
WAUSAU WI
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
linkedin.com/company//mppl-financial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WALLSCHLAEGER, SCOTT, MATTHEW
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
15
Control Persons
WALLSCHLAEGER, SCOTT, MATTHEW
Evans, Daniel, Jesse
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001730575
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2018-02-13
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
34
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001104659-26-055534

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
2610 STEWART AVESUITE 100WAUSAU, WI 54401
Business
2610 STEWART AVESUITE 100WAUSAU, WI 54401
Edgar EIN
391586683
Edgar Recent Filings
13F-HR2026-05-05 · 0001104659-26-055534
13F-HR2026-02-06 · 0001104659-26-011339
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4866274
Trust Company Affiliate
No

People (22)

22
WALLSCHLAEGER, SCOTT, MATTHEW
IAR · Direct Owner · 37.5%
4866274
Evans, Daniel, Jesse
IAR · Direct Owner · 17.5%
4684088
Resch, Brian, Clinton
IAR · Direct Owner · 17.5%
6277236
WALLSCHLAEGER, JEANNE, ANN
Direct Owner · 17.5%
4421909
NGUYEN, DANG, JEREMIAH TU
IAR · Direct Owner · 7.5%
4161696
RAU, TERRI, MARIE
IAR · Direct Owner · 7.5%
5574111
KAMKE, BRIAN, ROBERT
IAR · Executive Officer · 2.5%
4135657
Proctor, Kara, Jaleen
IAR · Executive Officer · 2.5%
5719166
Wokasch, Cory
IAR · Executive Officer · 2.5%
7122117
LASKA, BENJAMIN, PHILLIP
IAR · Executive Officer · 2.5%
6433060
OTTOSEN, JEFFERY, CHARLES
Executive Officer · 2.5%
7112130
PATRICK LEE WALLSCHLAEGER
Executive Officer · 2.5%
865976
ERIC LEE MADSON
Executive Officer · 2.5%
1300032
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
STANKOWSKI, GENE, ARTHUR
Executive Officer · 2.5%
5160812
Brady Robert Neumann
IAR
7481032
Joseph James Faust
IAR
8107752
Sebastian Robert Sullivan
IAR
7679955
Levi Thomas Ewan
IAR
7930248
Bryson John Cioni
IAR
8074969
Evan Michael Cohrs
IAR
8033469
Jesse W. Dunsmoor
IAR
7603373