SourcingSourcing

HARBOR CAPITAL ADVISORS, INC.

C26
CRD 113042·SEC 801-60367·CHICAGO, IL
AUM
$67.64B
$1B+
Est. Revenue
$676.4M
@ 1% on AUM
Est. EBITDA
$202.9M
@ 30% margin
Est. Deal Value
$1.62B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBOR CAPITAL ADVISORS, INC.
CRD
113042
SEC file #
801-60367
EIN
341953397
DBA names
—

Economics

AUM
$67.64B
AUM band
$1B+
AUM trajectory
'20'26
$47.61B → $67.64B▲ +42%
Client mix
Other Investment Advisers12
Corporations9
Investment Companies3
Pooled Investment Vehicles3

Operations

Employees (total)
240
Advisory staff (per ADV)
25
Advisory staff (5-yr trend)
'20'26
11 advisors → 25 advisors▲ +127%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
x.com/harborcapital

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OCE US HOLDING INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
13
Control Persons
OCE US HOLDING INC.
BREUNINGER, WALTER, OTTO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:harbor.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
10
Form 5500 Total Participants
541
Form 5500 Total Compensation
1,334,781
Form 5500 Compensation Trajectory 3y
2025671,907
2026662,874
20240
Form 5500 Plan Count Trajectory 3y
20264
20243
20253
Schedule C Total Compensation
1,334,781
Schedule C Service Provider Rows
10

SEC EDGAR

Edgar Cik
0001039128
Edgar Registered
Yes
Edgar Filing Count
46
Edgar First Filing Date
2003-07-24
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001039128-26-000002
Edgar Former Names
HARBOR CAPITAL ADVISORS INC/

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
State Street4
E*trade4
Edgar Addresses
Mailing
111 S. WACKER DRIVESUITE 3400CHICAGO, IL 60606
Business
111 S. WACKER DRIVESUITE 3400CHICAGO, IL 60606
Edgar EIN
341953397
Edgar Recent Filings
13F-HR2026-04-28 · 0001039128-26-000002
40-APP2026-01-23 · 0001193125-26-021146
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (23)

23
BREUNINGER, WALTER, OTTO
Executive Officer · 2.5%
4934936
COOK, STEPHEN, WILLIAM
Executive Officer · 2.5%
2816575
ERCEG, JAMES, Pierson
Executive Officer · 2.5%
4319310
GLEICH, KRISTOF, MARIUS
Executive Officer · 2.5%
6735505
Habiro, Kiyoshi
Executive Officer · 2.5%
7496145
HALABY, JOHN, STEVE
Executive Officer · 2.5%
2543904
KMIECIAK, LORA, ANN
Executive Officer · 2.5%
5724468
MCCAIN, CHARLES, FREDERICK
Executive Officer · 2.5%
4865638
ROMAN-PODGORNY, DIANA
Executive Officer · 2.5%
6876408
TALBOT, M.A.A.C. (MARK)
Executive Officer · 2.5%
7909459
VAN HASSEL, GILBERT
Executive Officer · 2.5%
4381144
VAN HOOSER, DAVID, GORDON
Executive Officer · 2.5%
4155493
JASON LAUDERBACK
IAR
4568768
Jason Michael Alonzo
IAR
7288155
PATRICK SMITH
IAR
5819406
DALE JARRETT KORMAN
IAR
5152816
Jacob B DelMauro
IAR
6489742
DARIO URBAEZ MOQUETE
IAR
7092309
Timothy Michael Buick
IAR
5298851
Patrick Sullivan
IAR
7588302
Simrin Kaur Dhillon
IAR
6656438
Phillip Simcox
IAR
7141063
William Reed Wheeler
IAR
7478722