SourcingSourcing

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

B59
CRD 113086·SEC 801-60972·DULUTH, MN
AUM
$52.2M
$25M-$100M
Est. Revenue
$522K
@ 1% on AUM
Est. EBITDA
$157K
@ 30% margin
Est. Deal Value
$1.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
CRD
113086
SEC file #
801-60972
EIN
—
DBA names
—

Economics

AUM
$52.2M
AUM band
$25M-$100M
AUM trajectory
'20'26
$27.8M → $52.2M▲ +88%
Client mix
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
DULUTH MN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
06/26/2025
ADV-W filed at
—
Website
tebergfund.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TEBERG, CURTIS, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TEBERG, CURTIS, ALAN
HOCKMAN, ANN, THERESA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TEBERGFUND.COM
Rdap Domain Creation Date
2004-04-29T14:40:23Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-29T14:40:23Z
Rdap Domain Last Changed
2024-04-30T17:48:04Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
837106
Trust Company Affiliate
No

People (3)

3
CURTIS ALAN TEBERG
Direct Owner · 87.5%
837106
ANN THERESA HOCKMAN
Executive Officer · 2.5%
2794498
E Dennis Zahrbock
IAR
819008