SourcingSourcing

TENNENBAUM CAPITAL PARTNERS, LLC

C40
CRD 113203·SEC 801-60384·SANTA MONICA, CA
AUM
$3.16B
$1B+
Est. Revenue
$31.6M
@ 1% on AUM
Est. EBITDA
$9.5M
@ 30% margin
Est. Deal Value
$75.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TENNENBAUM CAPITAL PARTNERS, LLC
CRD
113203
SEC file #
801-60384
EIN
954759860
DBA names
—

Economics

AUM
$3.16B
AUM band
$1B+
AUM trajectory
'20'26
$8.61B → $3.16B▼ -63%
Client mix
Pooled Investment Vehicles23
Insurance Companies5
Business Devel Companies1
Corporations1

Operations

Employees (total)
10
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
32 advisors → 7 advisors▼ -78%
Primary office
SANTA MONICA CA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisersOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Compliance

Disclosures (firm)
9
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BLACKROCK CAPITAL INVESTMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BLACKROCK CAPITAL INVESTMENT
PARK, CHARLES, CHOON SIK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
6,048,747
Form 5500 Compensation Trajectory 3y
20256,048,747
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
6,048,747
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001169553
Edgar Registered
Yes
Edgar Filing Count
316
Edgar First Filing Date
2002-03-20
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
30
Edgar 13f Latest AUM Estimate
Filing Date2012-11-14
Accession0001144204-12-062278
Edgar Former Names
SPECIAL VALUE INVESTMENT MANAGEMENT LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street68
U.s. Bank18
Wells Fargo8
Northern Trust4
E*trade4
Edgar Addresses
Mailing
251 LITTLE FALLS DRIVEWILMINGTON, DE 19808
Business
251 LITTLE FALLS DRIVEWILMINGTON, DE 19808
Edgar EIN
954759860
Edgar Recent Filings
13F-NT2026-05-13 · 0001169553-26-000002
13F-NT2026-02-12 · 0001169553-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
290336
Trust Company Affiliate
Yes

People (3)

3
BLACKROCK CAPITAL INVESTMENT
Direct Owner · 87.5%
290336
PARK, CHARLES, CHOON SIK
Executive Officer · 2.5%
2704483
TSENG, PHILIP, M
Executive Officer · 2.5%
2773613