SourcingSourcing

ALTIUS FINANCIAL, INC.

B61
CRD 113268·SEC 801-117124·DENVER, CO
AUM
$212.2M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$637K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALTIUS FINANCIAL, INC.
CRD
113268
SEC file #
801-117124
EIN
—
DBA names
—

Economics

AUM
$212.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$102.9M → $212.2M▲ +106%
Client mix
Individuals Other85
Individuals High Net Worth67
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
twitter.com/altiusmike(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMS, MICHAEL, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WILLIAMS, MICHAEL, JOHN
DENNIS, TAYLOR, CATHERINE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:altius.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1352136
Trust Company Affiliate
No

People (3)

3
WILLIAMS, MICHAEL, JOHN
IAR · Direct Owner · 87.5%
1352136
DENNIS, TAYLOR, CATHERINE
IAR · Executive Officer · 2.5%
6476826
MICHAEL AUGUSTUS SYMAN-DEGLER
IAR
2886918