SourcingSourcing

CAUSEWAY CAPITAL MANAGEMENT LLC

C35
CRD 113308·SEC 801-60343·LOS ANGELES, CA
AUM
$62.24B
$1B+
Est. Revenue
$622.4M
@ 1% on AUM
Est. EBITDA
$186.7M
@ 30% margin
Est. Deal Value
$1.49B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAUSEWAY CAPITAL MANAGEMENT LLC
CRD
113308
SEC file #
801-60343
EIN
474936180
DBA names
—

Economics

AUM
$62.24B
AUM band
$1B+
AUM trajectory
'20'26
$48.68B → $62.24B▲ +28%
Client mix
Individuals Other1,352
Individuals High Net Worth63
Charitable Organizations30
Corporations30
Pooled Investment Vehicles25

Operations

Employees (total)
103
Advisory staff (per ADV)
40
Advisory staff (5-yr trend)
'20'26
34 advisors → 40 advisors▲ +18%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
linkedin.com/company/causeway-capital-management-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAUSEWAY CAPITAL HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
CAUSEWAY CAPITAL HOLDINGS LLC
HARTFORD, HARRY, WILLIAM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:causeway.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
20
Form 5500 Total Participants
227
Form 5500 Total Compensation
9,938,453
Form 5500 Compensation Trajectory 3y
20259,495,175
2026443,278
20240
Form 5500 Plan Count Trajectory 3y
202515
20244
20263
Schedule C Total Compensation
9,938,453
Schedule C Service Provider Rows
22

SEC EDGAR

Edgar Cik
0001655681
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2015-10-16
Edgar Last Filing Date
2021-06-30
Edgar Form D Count
5
Edgar Form D Offerings
2021-06-302021-06-30 · 0001655681-21-000001
2019-07-102019-07-10 · 0001655681-19-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust26
Goldman Sachs4
E*trade4
Raymond James3
State Street3
Edgar Addresses
Mailing
11111 SANTA MONICA BLVD.15TH FLOORLOS ANGELES, CA 90025
Business
11111 SANTA MONICA BLVD.15TH FLOORLOS ANGELES, CA 90025
Edgar EIN
474936180
Edgar Recent Filings
D2021-06-30 · 0001655681-21-000001
D2019-07-10 · 0001655681-19-000002
Fee Schedule
Bracket I98
Bracket Ix1
Bracket Xi1
Bracket Ii0
Bracket Iii0
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
HARTFORD, HARRY, WILLIAM
Executive Officer · 2.5%
2858994
KETTERER, SARAH, HOTCHKIS
Executive Officer · 2.5%
1960825
DECKO, KURT
Executive Officer · 2.5%
6453370
FERMELIA, GRACIE, VARRAS
Executive Officer · 2.5%
3106378
Pham, Daniel
Executive Officer · 2.5%
7335782
Yu, Mindy
Executive Officer · 2.5%
8239290