SourcingSourcing

PEGASUS GROUP, LLC

C48
CRD 113499·SEC 801-60436·MORRISTOWN, NJ
AUM
$91.3M
$25M-$100M
Est. Revenue
$913K
@ 1% on AUM
Est. EBITDA
$274K
@ 30% margin
Est. Deal Value
$2.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEGASUS GROUP, LLC
CRD
113499
SEC file #
801-60436
EIN
—
DBA names
—

Economics

AUM
$91.3M
AUM band
$25M-$100M
AUM trajectory
'20'26
$34.9M → $91.3M▲ +162%
Client mix
Individuals High Net Worth17
Individuals Other4

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
MORRISTOWN NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/22/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LONG BEACH INVESTORS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
LONG BEACH INVESTORS, LLC
PEGASUS ASSET MANAGEMENT, INC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
293,966
Form 5500 Compensation Trajectory 3y
2026280,000
202513,966
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
293,966
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
BERRO, RODD, DEE
IAR · Executive Officer · 2.5%
4341041
SEBASTIANO, JOHN, MATTEO
IAR · Executive Officer · 2.5%
4341050
BARBA, COURTNEY, JOY
Executive Officer · 2.5%
5313824