SourcingSourcing

HFG COLORADO, INC.

C48
CRD 113511·SEC 801-135030·GREENWOOD VILLAGE, CO
AUM
$108.8M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$326K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HFG COLORADO, INC.
CRD
113511
SEC file #
801-135030
EIN
—
DBA names
Hfg Advisors

Economics

AUM
$108.8M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals Other435
Individuals High Net Worth21

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
—
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
hfgcolorado.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROMEIER, DAVID, JOSEPH
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BROMEIER, DAVID, JOSEPH
GAPPINGER, ALAN, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HFGCOLORADO.COM
Rdap Domain Creation Date
2009-10-22T16:15:24Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-22T16:15:24Z
Rdap Domain Last Changed
2025-10-23T18:37:22Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2896552
Trust Company Affiliate
No

People (4)

4
GAPPINGER, ALAN, JOSEPH
IAR · Direct Owner · 37.5%
1103355
GAPPINGER, RYAN, CHRISTOPHER
IAR · Direct Owner · 37.5%
5053573
BROMEIER, DAVID, JOSEPH
IAR · Direct Owner · 37.5%
2896552
ERIC C FISCHER
IAR
2503818