SourcingSourcing

TUFTON CAPITAL MANAGEMENT, LLC

B60
CRD 113543·SEC 801-50228·HUNT VALLEY, MD
AUM
$463.8M
$100M-$500M
Est. Revenue
$4.6M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TUFTON CAPITAL MANAGEMENT, LLC
CRD
113543
SEC file #
801-50228
EIN
—
DBA names
—

Economics

AUM
$463.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$674.3M → $463.8M▼ -31%
Client mix
Individuals High Net Worth170
Individuals Other78

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
HUNT VALLEY MD
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
tuftoncapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MERCER GLOBAL ADVISORS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
MERCER GLOBAL ADVISORS INC.
MEYER, CHARLES, AVERY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TUFTONCAPITAL.COM
Rdap Domain Creation Date
2015-10-06T19:17:02Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
24,094
Form 5500 Compensation Trajectory 3y
202524,094
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
24,094
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-10-06T19:17:02Z
Rdap Domain Last Changed
2025-10-07T12:02:46Z
Rdap Nameservers
Ns1.2clicktheory.comNs2.2clicktheory.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
147363
Trust Company Affiliate
No

People (6)

6
MERCER GLOBAL ADVISORS INC.
Direct Owner · 87.5%
147363
SCHOPF, ERIC, PAUL
IAR · Executive Officer · 2.5%
2149671
MEYER, CHARLES, AVERY
IAR · Executive Officer · 2.5%
2743959
MURPHY, JOHN, SCOTT
IAR · Executive Officer · 2.5%
4519730
RICKY SCOTT RUBIN
IAR
3181611
BARBARA LASCUOLA RISHEL
IAR
4537813