POPE ASSET MANAGEMENT, LLC

CRD

113584

SEC file #

801-60556

EIN

621871308

DBA names

—

Economics

AUM

$114.8M

AUM band

$100M-$500M

AUM trajectory

'20 · $285.7M

'21 · $275.7M

'22 · $122.1M

'23 · $127.7M

'25 · $112.5M

'26 · $114.8M

'20'26

$285.7M → $114.8M▼ -60%

sec adv history

Client mix

Individuals High Net Worth	57
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 5 advisors

'21 · 5 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 3 advisors

'26 · 3 advisors

'20'26

5 advisors → 3 advisors▼ -40%

sec adv history

Primary office

MEMPHIS TN

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businesses

Fee basis

% of AUMPerformance-based fees

Filings

Latest ADV filing

03/27/2026

ADV-W filed at

—

Website

popeasset.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WELLS INVESTMENTS LP

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

WELLS INVESTMENTS LP

WELLS, WILLIAM, PAUL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

POPEASSET.COM

Rdap Domain Creation Date

2000-11-14T21:18:42Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001166134

Edgar Registered

Yes

Edgar Filing Count

141

Edgar First Filing Date

2002-02-05

Edgar Last Filing Date

2018-11-30

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2018-11-30

Accession0001166134-18-000002

Edgar Former Names

POPE ASSET MANAGEMENT LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
U.s. Bank	2

adv brochure

Edgar Addresses

Mailing

5100 POPLAR AVESTE 805MEMPHIS, TN 38137

Business

5100 POPLAR AVESTE 805MEMPHIS, TN 38137

Edgar EIN

621871308

Edgar Recent Filings

13F-HR2018-11-30 · 0001166134-18-000002

13F-HR2018-02-23 · 0001166134-18-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-14T21:18:42Z

Rdap Domain Last Changed

2025-09-15T06:40:30Z

Rdap Nameservers

Ns1.digitalocean.comNs2.digitalocean.comNs3.digitalocean.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate