SourcingSourcing

FIERA CAPITAL INC.

C46
CRD 113638·SEC 801-8948·NEW YORK, NY
AUM
$17.28B
$1B+
Est. Revenue
$172.8M
@ 1% on AUM
Est. EBITDA
$51.8M
@ 30% margin
Est. Deal Value
$414.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FIERA CAPITAL INC.
CRD
113638
SEC file #
801-8948
EIN
000000000
DBA names
—

Economics

AUM
$17.28B
AUM band
$1B+
AUM trajectory
'20'26
$19.41B → $17.28B▼ -11%
Client mix
Individuals High Net Worth3,087
Individuals Other509
Corporations438
Other400
Charitable Organizations98

Operations

Employees (total)
95
Advisory staff (per ADV)
37
Advisory staff (5-yr trend)
'20'26
53 advisors → 37 advisors▼ -30%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/fieracapital(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIERA US HOLDING INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
FIERA US HOLDING INC.
DOLAN, CAROLYN, NANNINI
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:fiera.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
19
Form 5500 Total Participants
118
Form 5500 Total Compensation
12,837,939
Form 5500 Compensation Trajectory 3y
202512,551,595
2026286,344
20240
Form 5500 Plan Count Trajectory 3y
202514
20264
20243
Schedule C Total Compensation
12,837,939
Schedule C Service Provider Rows
21

SEC EDGAR

Edgar Cik
0001439860
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2008-07-10
Edgar Last Filing Date
2020-08-14
Edgar Form D Count
12
Edgar Form D Offerings
2020-08-142020-08-14 · 0001439860-20-000001
2019-08-162019-08-16 · 0001439860-19-000001
Edgar Former Names
SAMSON TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Goldman Sachs9
State Street9
Bny Mellon7
Jpmorgan5
Lpl Financial4
Edgar Addresses
Mailing
375 PARK AVENUE8TH FLOORNEW YORK, NY 10152
Business
375 PARK AVENUE8TH FLOORNEW YORK, NY 10152
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-08-14 · 0001439860-20-000001
D/A2019-08-16 · 0001439860-19-000001
Fee Schedule
Bracket I62
Bracket Iv29
Bracket Iii3
Bracket Vi3
Bracket Xi3
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (11)

11
EINHORN, SCOTT, DAVID
IAR · Executive Officer · 2.5%
1216997
DOLAN, CAROLYN, NANNINI
IAR · Executive Officer · 2.5%
4365505
LOCKERBY, BRANDON, MARCUS
Executive Officer · 2.5%
8061588
MCSHEA, STEPHEN, ANTHONY
Executive Officer · 2.5%
5729771
PENTIMONE, LAURA, ANN
Executive Officer · 2.5%
2973762
PONTILLO, LUCAS, EMILIO
Executive Officer · 2.5%
7352819
ROBERTS, ERIC, WILLIAM
Executive Officer · 2.5%
4878508
NANA EDUSEI
IAR
6426391
Mark David Toomey
IAR
2544964
ERIC LAZARUS STROIMAN
IAR
6530626
Shaun Stephen Johnson
IAR
6892774