SourcingSourcing

TOWNSEND & ASSOCIATES, INC.

C48
CRD 113681·SEC 801-66559·WESTMINSTER, CO
AUM
$1.52B
$1B+
Est. Revenue
$15.2M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$36.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOWNSEND & ASSOCIATES, INC.
CRD
113681
SEC file #
801-66559
EIN
—
DBA names
Townsend

Economics

AUM
$1.52B
AUM band
$1B+
AUM trajectory
'20'26
$554.5M → $1.52B▲ +174%
Client mix
Individuals Other1,003
Individuals High Net Worth511

Operations

Employees (total)
30
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
16 advisors → 11 advisors▼ -31%
Primary office
WESTMINSTER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
townsendretirement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TOWNSEND, JEFFERY, EDWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TOWNSEND, JEFFERY, EDWARD
KELLY, SHAWN, ROBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TOWNSENDRETIREMENT.COM
Rdap Domain Creation Date
2008-10-07T17:23:46Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
34
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
14
Bc Firm Active IA Count
16
Bc Firm IAR Count
16
Custodian Candidates
Full
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-07T17:23:46Z
Rdap Domain Last Changed
2026-03-31T22:02:57Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1507767
Trust Company Affiliate
No

People (16)

16
TOWNSEND, JEFFERY, EDWARD
IAR · Direct Owner · 87.5%
1507767
KELLY, SHAWN, ROBERT
IAR · Direct Owner · 7.5%
4132844
TIFFANY ANNA BROWN
IAR
4522703
JOHN ROBERT GOLTERMANN
IAR
2145136
ANDREW WAYNE HANNA
IAR
6385308
JONATHAN DAVID-ROCKWELL AMICK
IAR
5362097
THERESA LYNN THOMAS
IAR
1371189
Kaitlin Elizabeth Bell
IAR
5858673
JACOB R. MACK
IAR
4354369
RICHARD CHARLES HARRISON
IAR
5688713
Steven Kent Carlisle
IAR
6403757
David Joseph Francis
IAR
5757149
MARK EDWARD THOMAS
IAR
2227530
DREW MCKINLEY HAYWORTH
IAR
2548819
Robin Adalia Carlin
IAR
8211222
Tyler Hentges
IAR
6780869