SourcingSourcing

DELTA ASSET MANAGEMENT, LLC

C44
CRD 113688·SEC 801-60492·MEMPHIS, TN
AUM
$1.53B
$1B+
Est. Revenue
$15.3M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$36.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DELTA ASSET MANAGEMENT, LLC
CRD
113688
SEC file #
801-60492
EIN
621855684
DBA names
—

Economics

AUM
$1.53B
AUM band
$1B+
AUM trajectory
'20'26
$920.4M → $1.53B▲ +66%
Client mix
Individuals Other303
Individuals High Net Worth240
Pension Profit Sharing Plans4
Charitable Organizations4
Corporations3

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
MEMPHIS TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/delta-asset-management-llc(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WT ACQUISITION, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
WT ACQUISITION, LLC
MALL, MYRON, MERRIELL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:deltaasset.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
133,566
Form 5500 Compensation Trajectory 3y
2025133,566
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
133,566
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0000860857
Edgar Registered
Yes
Edgar Filing Count
114
Edgar First Filing Date
1999-06-18
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
112
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0000860857-26-000002
Edgar Former Names
DELTA ASSET MANAGEMENT INC/TN

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Lpl Financial2
Edgar Addresses
Mailing
700 COLONIAL ROADSTE 220MEMPHIS, TN 38117
Business
700 COLONIAL ROADSTE 220MEMPHIS, TN 38117
Edgar EIN
621855684
Edgar Recent Filings
13F-HR2026-05-11 · 0000860857-26-000002
13F-HR2026-02-09 · 0000860857-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (8)

8
SMITH, DAVID, CHARLES
IAR · Executive Officer · 2.5%
2240592
MALL, MYRON, MERRIELL
IAR · Executive Officer · 2.5%
2270098
BERG, DANIEL, JEREMY
Executive Officer · 2.5%
6146365
MAURY, DANA, COLE
Executive Officer · 2.5%
3126375
CHRISTOPHER CALVERT JONES
IAR
4748357
ERIC ALAN CATMUR
IAR
1135884
BRANDON ANDREW BYRD
IAR
6487921
JAMES TODD KIRSHBAUM
IAR
2922684