S.E. THORN & CO.

C18
CRD 113754·PRESCOTT, AZ
AUM
Est. Revenue
@ 1% on AUM
Est. EBITDA
@ 30% margin
Est. Deal Value
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
S.E. THORN & CO.
CRD
113754
SEC file #
EIN
DBA names
S.e. Thorn & Co.Thorn, Stuart EllisStuart Ellis Thorn

Economics

AUM
AUM band
AUM trajectory
Client mix

Operations

Employees (total)
Advisory staff (per ADV)
Advisory staff (5-yr trend)
Primary office
PRESCOTT AZ
Branches
Count1

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Fee basis

Filings

Latest ADV filing
ADV-W filed at
Website

Compliance

Disclosures (firm)
1
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THORN, STUART, ELLIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
THORN, STUART, ELLIS
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (6)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Top Owner CRD
715959