SourcingSourcing

ALLIED PORTFOLIO MANAGEMENT, INC.

A70
CRD 113809·SEC 801-61656·TUCSON, AZ
AUM
$240.2M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$721K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLIED PORTFOLIO MANAGEMENT, INC.
CRD
113809
SEC file #
801-61656
EIN
—
DBA names
—

Economics

AUM
$240.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$148.7M → $240.2M▲ +62%
Client mix
Individuals Other83
Individuals High Net Worth38
Pension Profit Sharing Plans3

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
TUCSON AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/10/2026
ADV-W filed at
—
Website
alliedportfolio.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHAM, STEVEN, LEWIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GRAHAM, STEVEN, LEWIS
GRAHAM, JULIE, ANN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALLIEDPORTFOLIO.COM
Rdap Domain Creation Date
2001-06-13T17:36:41Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-13T17:36:41Z
Rdap Domain Last Changed
2022-10-03T03:26:45Z
Rdap Nameservers
Ns35.domaincontrol.comNs36.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1371834
Trust Company Affiliate
No

People (2)

2
GRAHAM, STEVEN, LEWIS
IAR · Direct Owner · 87.5%
1371834
GRAHAM, JULIE, ANN
Executive Officer · 2.5%
4442014