CAPITAL INVESTMENT MANAGEMENT, INC

CRD

113917

SEC file #

801-76972

EIN

431813989

DBA names

—

Economics

AUM

$558.9M

AUM band

$500M-$1B

AUM trajectory

'20 · $264.6M

'21 · $267.6M

'22 · $336.5M

'23 · $393.6M

'25 · $477.1M

'26 · $558.9M

'20'26

$264.6M → $558.9M▲ +111%

sec adv history

Client mix

Individuals Other	932
Individuals High Net Worth	140

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 3 advisors

'22 · 3 advisors

'23 · 3 advisors

'25 · 4 advisors

'26 · 5 advisors

'20'26

4 advisors → 5 advisors▲ +25%

sec adv history

Primary office

LEE'S SUMMIT MO

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops

Fee basis

% of AUMFixed feesOther Compensation

Filings

Latest ADV filing

04/16/2026

ADV-W filed at

—

Website

cimretirementpros.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GARRISON, DAVID, MAX

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

GARRISON, DAVID, MAX

SCHUSTER, TROY, ROLAND

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

CIMRETIREMENTPROS.COM

Rdap Domain Creation Date

2000-12-08T18:50:56Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002124549

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-04-10

Edgar Last Filing Date

2026-04-23

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-23

Accession0002085853-26-000461

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade	4
Fidelity	2

adv brochure

Edgar Addresses

Mailing

608 SW 3RD STREETLEES SUMMIT, MO 64063

Business

608 SW 3RD STREETLEES SUMMIT, MO 64063

Edgar EIN

431813989

Edgar Recent Filings

13F-HR2026-04-23 · 0002085853-26-000461

13F-HR2026-04-10 · 0002085853-26-000331

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-08T18:50:56Z

Rdap Domain Last Changed

2025-12-09T14:15:31Z

Rdap Nameservers

Ns09.domaincontrol.comNs10.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

1803012

Trust Company Affiliate