BROOKTREE CAPITAL MANAGEMENT INC.

B59
CRD 114173·SEC 801-118307·GRAND RAPIDS, MI
AUM
$138.9M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$417K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROOKTREE CAPITAL MANAGEMENT INC.
CRD
114173
SEC file #
801-118307
EIN
DBA names

Economics

AUM
$138.9M
AUM band
$100M-$500M
AUM trajectory
'21'26
$122.2M → $138.9M▲ +14%
Client mix
Individuals Other40
Individuals High Net Worth31
Pooled Investment Vehicles1
Charitable Organizations1
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
2 advisors → 2 advisors▬ 0%
Primary office
GRAND RAPIDS MI
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/06/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELLIS, BRIAN, ROBERT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ELLIS, BRIAN, ROBERT
LEWIS, HUNTER, ERIC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BROOKTREECAPITAL.COM
Rdap Domain Creation Date
2004-01-26T13:44:09Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
HOSTINGER operations, UAB

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab12
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-01-26T13:44:09Z
Rdap Domain Last Changed
2026-05-19T18:17:08Z
Rdap Nameservers
Ns1.dns-parking.comNs2.dns-parking.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4435120
Trust Company Affiliate
No