RHODES INVESTMENT ADVISORS, INC.

CRD

114245

SEC file #

801-117510

EIN

752443779

DBA names

—

Economics

AUM

$376.3M

AUM band

$100M-$500M

AUM trajectory

'20 · $269.8M

'21 · $270.8M

'22 · $348.5M

'23 · $322.3M

'25 · $376.3M

'26 · $376.3M

'20'26

$269.8M → $376.3M▲ +39%

sec adv history

Client mix

Individuals Other	799
Pension Profit Sharing Plans	16

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 12 advisors

'21 · 10 advisors

'22 · 12 advisors

'23 · 11 advisors

'25 · 9 advisors

'26 · 9 advisors

'20'26

12 advisors → 9 advisors▼ -25%

sec adv history

Primary office

FORT WORTH TX

Branches

—

Custodian & Brokerage

Primary custodian

Wells Fargolow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMHourly chargesCommissions

Filings

Latest ADV filing

10/10/2025

ADV-W filed at

—

Website

palmerretirement.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

RHODES, J., GORDON

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

RHODES, J., GORDON

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PALMERRETIREMENT.COM

Rdap Domain Creation Date

2003-07-31T20:55:54Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001005186

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-05-13

Edgar Last Filing Date

2026-05-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-14

Accession0001214659-26-006133

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2591

Soi Zip Pct 200k Plus

0.0811

Soi Zip Returns 200k Plus

1,020

Soi Zip Total AGI

1,064,328

Fdic Zip Total Deposits

5,296,927,000

Fdic Zip Branch Count

121

Fdic Zip Top Banks

JPMorgan Chase Bank, National Association

Jpmorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Wells Fargo	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

306 WEST 7TH STREET, STE 1000FORT WORTH, TX 76102

Business

306 WEST 7TH STREET, STE 1000FORT WORTH, TX 76102

Edgar EIN

752443779

Edgar Recent Filings

13F-HR2026-05-14 · 0001214659-26-006133

13F-HR2026-05-13 · 0001214659-26-006104

Fdic Zip Branches Raw

Northwest National Bank of ArlingtonArlington, TX

Bank One, Texas, National AssociationArlington, TX

Fdic Zip HHI

2623.42

Fdic Zip Top Bank Share Pct

46.78

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2029-07-31T20:55:54Z

Rdap Domain Last Changed

2024-06-01T06:13:44Z

Rdap Nameservers

Ns3.worldnic.comNs4.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	45,603
Returns	3,460

Stub 2

AGI	105,726
Returns	2,880

Stub 3

AGI	111,485
Returns	1,820

Soi Zip Total Business Income

41,662

Soi Zip Total Cap Gains

56,363

Soi Zip Total Dividends

27,866

Soi Zip Total Returns

12,580

Top Owner CRD

4763582

Trust Company Affiliate