SourcingSourcing

AEGON USA INVESTMENT MANAGEMENT, LLC

C31
CRD 114537·SEC 801-60667·CEDAR RAPIDS, IA
AUM
$88.80B
$1B+
Est. Revenue
$888.0M
@ 1% on AUM
Est. EBITDA
$266.4M
@ 30% margin
Est. Deal Value
$2.13B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AEGON USA INVESTMENT MANAGEMENT, LLC
CRD
114537
SEC file #
801-60667
EIN
000000000
DBA names
Aegon Asset Management Us

Economics

AUM
$88.80B
AUM band
$1B+
AUM trajectory
'20'26
$95.97B → $88.80B▼ -7%
Client mix
Pooled Investment Vehicles36
Investment Companies15
Insurance Companies12
Pension Profit Sharing Plans7
Charitable Organizations5

Operations

Employees (total)
217
Advisory staff (per ADV)
76
Advisory staff (5-yr trend)
'20'26
82 advisors → 76 advisors▼ -7%
Primary office
CEDAR RAPIDS IA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
aegonam.com

Compliance

Disclosures (firm)
4
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AEGON USA ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
AEGON USA ASSET MANAGEMENT
OSTERHAUS, LARA, ANN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AEGONAM.COM
Rdap Domain Creation Date
2012-10-31T18:31:10Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001678880
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2017-11-06
Edgar Last Filing Date
2019-11-06
Edgar Form D Count
3
Edgar Form D Offerings
2019-11-062019-11-06 · 0001793250-19-000002
2018-11-062018-11-06 · 0001678880-18-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
State Street6
E*trade4
Jpmorgan3
Goldman Sachs1
Wells Fargo1
Edgar Addresses
Mailing
AEGON USA INVESTMENT MANAGEMENT, LLC4333 EDGEWOOD ROAD NECEDAR RAPIDS, IA 52499
Business
AEGON USA INVESTMENT MANAGEMENT, LLC4333 EDGEWOOD ROAD NECEDAR RAPIDS, IA 52499
Edgar EIN
000000000
Edgar Recent Filings
D/A2019-11-06 · 0001793250-19-000002
D/A2018-11-06 · 0001678880-18-000001
Fee Schedule
Bracket Vi52
Bracket Xii19
Bracket Vii9
Bracket Iii6
Bracket Xi6
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-31T18:31:10Z
Rdap Domain Last Changed
2025-10-27T05:06:12Z
Rdap Nameservers
Ns1.aegonins.comNs2.aegonins.comNs3.aegonins.comNs4.aegonins.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (6)

6
OSTERHAUS, LARA, ANN
Executive Officer · 2.5%
7345681
SHINE, SCOTT, CHRISTOPHER
Executive Officer · 2.5%
4893686
THOMPSON, CHRISTOPHER, C
Executive Officer · 2.5%
1842220
JONES, STEPHEN, JAMES MARSHALL
Executive Officer · 2.5%
6841737
SAYRE, ALINA
Executive Officer · 2.5%
4713184
MARK AARON JOHNSON
IAR
6625795