MAIN STREET RESEARCH LLC

C44
CRD 114629·SEC 801-57739·LAKEVILLE, CT
AUM
$2.68B
$1B+
Est. Revenue
$26.8M
@ 1% on AUM
Est. EBITDA
$8.0M
@ 30% margin
Est. Deal Value
$64.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MAIN STREET RESEARCH LLC
CRD
114629
SEC file #
801-57739
EIN
680313978
DBA names

Economics

AUM
$2.68B
AUM band
$1B+
AUM trajectory
'20'26
$1.00B → $2.68B▲ +168%
Client mix
Individuals High Net Worth815
Individuals Other203
Pension Profit Sharing Plans8
Charitable Organizations5

Operations

Employees (total)
24
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
6 advisors → 16 advisors▲ +167%
Primary office
LAKEVILLE CT
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEMMERT, JAMES, EDMUND
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
DEMMERT, JAMES, EDMUND
ARMELLINI, BENJAMIN, B
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mainstreet.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
95,139
Form 5500 Compensation Trajectory 3y
202595,139
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
95,139
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001513211
Edgar Registered
Yes
Edgar Filing Count
69
Edgar First Filing Date
2011-02-16
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
67
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001420506-26-000773

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3909
Soi Zip Pct 200k Plus
0.1818
Soi Zip Returns 200k Plus
200
Soi Zip Total AGI
193,810
Fdic Zip Total Deposits
6,562,262,000
Fdic Zip Branch Count
64
Fdic Zip Top Banks
Salisbury Bank and Trust Company
Litchfield Bancorp

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
17
Bc Firm IAR Count
17
Custodian Candidates
Full
Charles Schwab6
E*trade4
Shareholders Service Group1
Edgar Addresses
Mailing
30 LIBERTY SHIP WAY, SUITE 3330SAUSALITO, CA 94965
Business
342 MAIN STREETLAKEVILLE, CT 06039
Edgar EIN
680313978
Edgar Recent Filings
13F-HR2026-04-30 · 0001420506-26-000773
13F-HR2026-02-09 · 0001420506-26-000210
Fdic Zip Branches Raw
Litchfield BancorpLakeville, CT
Salisbury Bank and Trust CompanyLakeville, CT
Fdic Zip HHI
7168.49
Fdic Zip Top Bank Share Pct
84.12
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
Yes
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI2,252
Returns220
Stub 2
AGI7,290
Returns190
Stub 3
AGI8,338
Returns140
Soi Zip Total Business Income
11,884
Soi Zip Total Cap Gains
21,856
Soi Zip Total Dividends
16,423
Soi Zip Total Returns
1,100
Top Owner CRD
1576146
Trust Company Affiliate
No