SourcingSourcing

GOODMAN FINANCIAL CORPORATION

C31
CRD 114637·SEC 801-61260·HOUSTON, TX
AUM
$915.9M
$500M-$1B
Est. Revenue
$9.2M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$22.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GOODMAN FINANCIAL CORPORATION
CRD
114637
SEC file #
801-61260
EIN
920782938
DBA names
—

Economics

AUM
$915.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$386.3M → $915.9M▲ +137%
Client mix
Individuals High Net Worth207
Individuals Other67
Charitable Organizations13
Corporations1

Operations

Employees (total)
26
Advisory staff (per ADV)
16
Advisory staff (5-yr trend)
'20'26
9 advisors → 16 advisors▲ +78%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
linkedin.com/company/goodman-financial-corporation(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOODMAN, STEVEN, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
GOODMAN, STEVEN, ROBERT
Francia, Lisa, Ann
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
25
Form 5500 Total Compensation
29,092
Form 5500 Compensation Trajectory 3y
202529,092
20240
Form 5500 Plan Count Trajectory 3y
20252
20241
Schedule C Total Compensation
29,092
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001954097
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2022-11-16
Edgar Last Filing Date
2023-11-16
Edgar Form D Count
2
Edgar Form D Offerings
2023-11-162023-11-16 · 0001954097-23-000001
2022-11-162022-11-16 · 0001954097-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
20
Bc Firm IAR Count
20
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5177 RICHMOND AVENUE, SUITE 700HOUSTON, TX 77056
Business
5177 RICHMOND AVENUE, SUITE 700HOUSTON, TX 77056
Edgar EIN
920782938
Edgar Recent Filings
D/A2023-11-16 · 0001954097-23-000001
D2022-11-16 · 0001954097-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1737282
Trust Company Affiliate
No

People (22)

22
GOODMAN, STEVEN, ROBERT
IAR · Direct Owner · 87.5%
1737282
ZIMMER, MORGANN, MICHELLE
IAR · Direct Owner · 7.5%
6226086
EGMON, WADE, DYRON
IAR · Direct Owner · 7.5%
5483311
Francia, Lisa, Ann
Direct Owner · 7.5%
7523751
KOLLANNUR, ROBIN, RAPHAEL
IAR · Executive Officer · 2.5%
2391934
JAMES RUSSELL HADAWAY
Executive Officer · 2.5%
3070075
Diana Cristina Castro
IAR
6974335
ANNA PRISCILA CEKER
IAR
6250732
CHARLOTTE MARIE JUNGEN
IAR
4452180
Isabella Alexis Gomez
IAR
7962322
BENJAMIN CLARK MCCUE
IAR
6918958
Robert Jacob Haverly
IAR
7544075
Bonita Redell Harden-Lair
IAR
8098872
Austin Mitchell Buchala
IAR
8090925
Michael Shivpaul Hariprashad
IAR
7996746
John Byron Ross
IAR
8247023
Joni Eggleston
IAR
7362983
Albert Phillip Wagner
IAR
7686558
Cameron Arthur Malott
IAR
7039351
PAUL EDWIN PALMER
IAR
1315071
Hunter Warren Coday
IAR
7323474
Antonio Felipe Castillo
IAR
7354907