SourcingSourcing

HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC

C26
CRD 114649·SEC 801-60512·LOS ANGELES, CA
AUM
$36.93B
$1B+
Est. Revenue
$369.3M
@ 1% on AUM
Est. EBITDA
$110.8M
@ 30% margin
Est. Deal Value
$886.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
CRD
114649
SEC file #
801-60512
EIN
954871957
DBA names
—

Economics

AUM
$36.93B
AUM band
$1B+
AUM trajectory
'20'26
$27.76B → $36.93B▲ +33%
Client mix
Investment Companies26
Pooled Investment Vehicles19
Pension Profit Sharing Plans16
State Or Municipal Govt12
Charitable Organizations11

Operations

Employees (total)
64
Advisory staff (per ADV)
32
Advisory staff (5-yr trend)
'20'26
29 advisors → 32 advisors▲ +10%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HWCAP HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
HWCAP HOLDINGS, LLC
STEPHENS-H&W, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
15
Form 5500 Total Compensation
7,265,944
Form 5500 Compensation Trajectory 3y
20257,256,944
20269,000
Form 5500 Plan Count Trajectory 3y
202513
20262
Schedule C Total Compensation
7,265,944
Schedule C Service Provider Rows
15

SEC EDGAR

Edgar Cik
0001164833
Edgar Registered
Yes
Edgar Filing Count
881
Edgar First Filing Date
2002-02-13
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
104
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002350

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
U.s. Bank6
State Street4
E*trade4
Northern Trust3
Bny Mellon2
Edgar Addresses
Mailing
601 SOUTH FIGUEROA ST 39TH FLOORLOS ANGELES, CA 90017
Business
601 SOUTH FIGUEROA ST 39TH FLOORLOS ANGELES, CA 90017
Edgar EIN
954871957
Edgar Recent Filings
13F-HR2026-05-15 · 0001172661-26-002350
SCHEDULE 13G/A2026-05-15 · 0001172661-26-002337
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (9)

9
DAVIS, GEORGE, HOLMES
Executive Officer · 2.5%
2737237
HIRSCHMANN, THOMAS, JOHN
Executive Officer · 2.5%
3101608
KODAMA, TINA, HIDEKO
Executive Officer · 2.5%
4315225
LOPEZ, ANNA MARIE, SINIO
Executive Officer · 2.5%
4442085
MARTIN, DOUGLAS, HOWARD
Executive Officer · 2.5%
724467
MCBRIDE, SCOTT, HOY
Executive Officer · 2.5%
2587546
MENVIELLE, JAMES, EDWARD
Executive Officer · 2.5%
4819536
PRIYA N INTWALA
IAR
5701810
Alan Lee Haworth
IAR
3086559