LARAWAY FINANCIAL ADVISORS, INC.

C44
CRD 114674·SEC 801-63115·ST. CLOUD, MN
AUM
$351.5M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LARAWAY FINANCIAL ADVISORS, INC.
CRD
114674
SEC file #
801-63115
EIN
411988226
DBA names
Lfa

Economics

AUM
$351.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$247.9M → $351.5M▲ +42%
Client mix
Individuals Other419
Individuals High Net Worth80
Corporations8
Charitable Organizations6
Pension Profit Sharing Plans5

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
10 advisors → 7 advisors▼ -30%
Primary office
ST. CLOUD MN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/24/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WAYNE, CHRISTOPHER, L
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
WAYNE, CHRISTOPHER, L
SCHMITZ, JAMES, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LFAPARTNERSHIP.COM
Rdap Domain Creation Date
2021-12-21T20:26:14Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001908275
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-11
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001908275-26-000002
Edgar Former Names
Laraway Financial Inc

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
7
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1219 33RD ST SSAINT CLOUD, MN 56301
Business
1219 33RD ST SSAINT CLOUD, MN 56301
Edgar EIN
411988226
Edgar Recent Filings
13F-HR2026-05-14 · 0001908275-26-000002
13F-HR2026-02-13 · 0001908275-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-12-21T20:26:14Z
Rdap Domain Last Changed
2023-07-18T04:21:05Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4534014
Trust Company Affiliate
No