SourcingSourcing

MATTHEW GOFF INVESTMENT ADVISOR, LLC

B53
CRD 114796·SEC 801-62129·HOUSTON, TX
AUM
$674.4M
$500M-$1B
Est. Revenue
$6.7M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MATTHEW GOFF INVESTMENT ADVISOR, LLC
CRD
114796
SEC file #
801-62129
EIN
456294561
DBA names
The Goff Financial Group

Economics

AUM
$674.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$292.0M → $674.4M▲ +131%
Client mix
Individuals High Net Worth142
Individuals Other81
Pension Profit Sharing Plans2
Other1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
gofffinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GOFF, MATTHEW, BESHARA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GOFF, MATTHEW, BESHARA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOFFFINANCIAL.COM
Rdap Domain Creation Date
2011-10-26T22:30:39Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000935359
Edgar Registered
Yes
Edgar Filing Count
42
Edgar First Filing Date
2017-05-12
Edgar Last Filing Date
2026-04-17
Edgar 13f Count
40
Edgar 13f Latest AUM Estimate
Filing Date2026-04-17
Accession0001754960-26-000273

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
11 GREENWAY PLAZASUITE1425HOUSTON, TX 77046
Business
11 GREENWAY PLAZASUITE1425HOUSTON, TX 77046
Edgar EIN
456294561
Edgar Recent Filings
13F-HR2026-04-17 · 0001754960-26-000273
13F-HR2026-01-14 · 0001754960-26-000058
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-31T11:59:59Z
Rdap Domain Last Changed
2022-09-10T08:50:45Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2390431
Trust Company Affiliate
No

People (2)

2
GOFF, MATTHEW, BESHARA
IAR · Direct Owner · 87.5%
2390431
CHARLES RICHARD PETERSON
IAR
1938383