RATHER & KITTRELL, INC.

C23
CRD 114885·SEC 801-66996·KNOXVILLE, TN
AUM
$2.25B
$1B+
Est. Revenue
$22.5M
@ 1% on AUM
Est. EBITDA
$6.8M
@ 30% margin
Est. Deal Value
$54.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RATHER & KITTRELL, INC.
CRD
114885
SEC file #
801-66996
EIN
DBA names

Economics

AUM
$2.25B
AUM band
$1B+
AUM trajectory
'20'26
$728.2M → $2.25B▲ +209%
Client mix
Individuals Other613
Individuals High Net Worth369
Pension Profit Sharing Plans113
Charitable Organizations7
Banking Institutions3

Operations

Employees (total)
32
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
10 advisors → 17 advisors▲ +70%
Primary office
KNOXVILLE TN
Branches

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RK HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
RK HOLDINGS, INC.
KITTRELL, CHRISTIAN, GARTH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RKCAPITAL.COM
Rdap Domain Creation Date
2000-06-14T19:29:23Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
16
Form 5500 Total Compensation
654,860
Form 5500 Compensation Trajectory 3y
2025654,860
Form 5500 Plan Count Trajectory 3y
202516
Schedule C Total Compensation
654,860
Schedule C Service Provider Rows
16

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4707
Soi Zip Pct 200k Plus
0.2064
Soi Zip Returns 200k Plus
2,710
Soi Zip Total AGI
2,006,007
Fdic Zip Total Deposits
20,420,686,000
Fdic Zip Branch Count
241
Fdic Zip Top Banks
SouthEast Bank
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
18
Bc Firm IAR Count
18
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Jefferson Federal BankFarragut, TN
GreenBankKnoxville, TN
Fdic Zip HHI
1022.13
Fdic Zip Top Bank Share Pct
22.02
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-14T19:29:23Z
Rdap Domain Last Changed
2025-06-15T17:17:14Z
Rdap Nameservers
Jim.ns.cloudflare.comVera.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,673
Returns2,670
Stub 2
AGI64,547
Returns1,770
Stub 3
AGI86,559
Returns1,390
Soi Zip Total Business Income
113,539
Soi Zip Total Cap Gains
171,997
Soi Zip Total Dividends
52,698
Soi Zip Total Returns
13,130
Trust Company Affiliate
No