SourcingSourcing

WEALTH ADVISORS OF IOWA, LLC

C33
CRD 115088·SEC 801-118210·WEST DES MOINES, IA
AUM
$539.4M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH ADVISORS OF IOWA, LLC
CRD
115088
SEC file #
801-118210
EIN
421478310
DBA names
—

Economics

AUM
$539.4M
AUM band
$500M-$1B
AUM trajectory
'21'26
$245.4M → $539.4M▲ +120%
Client mix
Individuals Other383
Individuals High Net Worth149
Corporations12
Pension Profit Sharing Plans3
Charitable Organizations3

Operations

Employees (total)
12
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
6 advisors → 4 advisors▼ -33%
Primary office
WEST DES MOINES IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
linkedin.com/company/wealth-advisors-of-iowa(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPOBIANCO WEALTH MANAGEMENT, LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CAPOBIANCO WEALTH MANAGEMENT, LLC
PEARSON WEALTH MANAGEMENT, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:ofiowa.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
51,931
Form 5500 Compensation Trajectory 3y
202551,931
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
51,931
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001803005
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2020-04-28
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001803005-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
1601 WEST LAKES PARKWAYSTE 200WEST DES MOINES, IA 50266
Business
1601 WEST LAKES PARKWAYSTE 200WEST DES MOINES, IA 50266
Edgar EIN
421478310
Edgar Recent Filings
13F-HR2026-05-13 · 0001803005-26-000002
13F-HR2026-02-05 · 0001803005-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (10)

10
MASTERS, KELLIE, MARIE
IAR · Executive Officer · 2.5%
5398684
Nathan Thomas Beck
IAR
7484524
Nicholas Richard Finkenauer
IAR
7480564
Brian K. Newton
IAR
6702150
David Allen Farnsworth
IAR
7074340
MICHAEL EDWARD BRINKER
IAR
5736866
NICHOLAS BATTISTE CAPOBIANCO
IAR
4558973
JONATHAN CHAPMAN PEARSON
IAR
4880296
WENDY JO MORAN
IAR
4440516
MATTHEW DENNIS SPRINGER
IAR
7220817