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FINANCIAL COUNSELING ASSOCIATES, INC.

A72
CRD 115123·SEC 801-79159
AUM
$103.5M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$311K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL COUNSELING ASSOCIATES, INC.
CRD
115123
SEC file #
801-79159
EIN
—
DBA names
Financial Counseling Associates, Inc

Economics

AUM
$103.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$165.0M → $103.5M▼ -37%
Client mix
Individuals Other103
Individuals High Net Worth22
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
3 advisors → 2 advisors▼ -33%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
facebook.com/fcainc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOPEL, JOHN, JOSEPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KOPEL, JOHN, JOSEPH
Mathews, Erica, Ann
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Top Owner CRD
2011781
Trust Company Affiliate
No

People (2)

2
KOPEL, JOHN, JOSEPH
IAR · Direct Owner · 87.5%
2011781
Mathews, Erica, Ann
IAR · Direct Owner · 7.5%
7397074