SourcingSourcing

PEAK FINANCIAL ADVISORS, LLC

C44
CRD 115207·SEC 801-60554·DENVER, CO
AUM
$268.8M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$806K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEAK FINANCIAL ADVISORS, LLC
CRD
115207
SEC file #
801-60554
EIN
841403901
DBA names
Peak Financial Advisors

Economics

AUM
$268.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$148.1M → $268.8M▲ +81%
Client mix
Individuals High Net Worth70
Individuals Other50
Charitable Organizations1
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
peakfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SELLS, BRIAN, TIMOTHY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SELLS, BRIAN, TIMOTHY
FREEMAN, DEBBIE, JOYCLYN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PEAKFINANCIAL.COM
Rdap Domain Creation Date
2001-12-03T17:31:03Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001843309
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2021-02-02
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001843309-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
155 SOUTH MADISON STREETSUITE 210DENVER, CO 80209
Business
155 SOUTH MADISON STREETSUITE 210DENVER, CO 80209
Edgar EIN
841403901
Edgar Recent Filings
13F-HR2026-04-22 · 0001843309-26-000006
13F-HR2026-01-12 · 0001843309-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-03T17:31:03Z
Rdap Domain Last Changed
2024-06-12T16:07:19Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2617524
Trust Company Affiliate
No

People (3)

3
SELLS, BRIAN, TIMOTHY
IAR · Direct Owner · 87.5%
2617524
FREEMAN, DEBBIE, JOYCLYN
IAR · Direct Owner · 17.5%
5756376
HAVERLEY, LORRAINE, ELIZABETH
Executive Officer · 2.5%
5029415