WAVERLY ADVISORS, LLC

CRD

115332

SEC file #

801-60741

EIN

631229657

DBA names

—

Economics

AUM

$29.78B

AUM band

$1B+

AUM trajectory

'20 · $2.55B

'21 · $2.71B

'22 · $3.29B

'23 · $4.47B

'25 · $28.26B

'26 · $29.78B

'20'26

$2.55B → $29.78B▲ +1068%

sec adv history

Client mix

Individuals Other	8,621
Individuals High Net Worth	4,302
Pension Profit Sharing Plans	453
Corporations	200
Charitable Organizations	81

Operations

Employees (total)

414

Advisory staff (per ADV)

197

Advisory staff (5-yr trend)

'20 · 23 advisors

'21 · 22 advisors

'22 · 22 advisors

'23 · 37 advisors

'25 · 190 advisors

'26 · 197 advisors

'20'26

23 advisors → 197 advisors▲ +757%

sec adv history

Primary office

BIRMINGHAM AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles

Fee basis

% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

waverly-advisors.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WAAM PARENT, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

WAAM PARENT, LLC

COX, JOHN, BROWN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

WAVERLY-ADVISORS.COM

Rdap Domain Creation Date

2022-09-15T13:50:32Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

1,406,936

Form 5500 Compensation Trajectory 3y

2025	1,282,398
2026	124,538

Form 5500 Plan Count Trajectory 3y

2025	40
2026	3

Schedule C Total Compensation

1,406,936

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001568787

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2013-02-13

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0001398344-26-009223

Edgar Former Names

WA Asset Management, LLC

Warren Averett Asset Management, LLC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	12
Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

600 UNIVERSITY PARK PLACESUITE 501BIRMINGHAM, AL 35209

Business

600 UNIVERSITY PARK PLACESUITE 501BIRMINGHAM, AL 35209

Edgar EIN

631229657

Edgar Recent Filings

13F-HR2026-05-15 · 0001398344-26-009223

13F-HR2026-02-17 · 0001398344-26-003224

Fee Schedule

Bracket Ix	70
Bracket I	17
Bracket X	9
Bracket Iv	2
Bracket Iii	1

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-09-15T13:50:32Z

Rdap Domain Last Changed

2025-07-17T07:09:25Z

Rdap Nameservers

Nitin.ns.cloudflare.comWanda.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

Yes

IAR · Executive Officer · 2.5%

People (57)

COX, JOHN, BROWN

4597091

GUNN, BRENT, JOSEPH

7721128

LAZENBY, JAMES, ROBERT

7493760

MCDANIEL, WILLIAM, CLAY

6611440

RUSSELL, JUSTIN, THOMAS

SLEUWEN, MARKUS, RAMON FRANZ

4720377

5733003

SNELL, JUSTIN, HOWELL

6929540

LESAGE, WAYNE, GEORGE