SourcingSourcing

LEGACY FINANCIAL ADVISORS CORPORATION

A71
CRD 115384·SEC 801-62026·BLOOMINGTON, MN
AUM
$317.7M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$953K
@ 30% margin
Est. Deal Value
$7.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY FINANCIAL ADVISORS CORPORATION
CRD
115384
SEC file #
801-62026
EIN
—
DBA names
—

Economics

AUM
$317.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$168.8M → $317.7M▲ +88%
Client mix
Individuals Other146
Individuals High Net Worth99

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BLOOMINGTON MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
02/11/2026
ADV-W filed at
—
Website
lfamn.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MENZEL, THOMAS, LEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MENZEL, THOMAS, LEE
BIERMANN, LAURA, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LFAMN.COM
Rdap Domain Creation Date
2001-09-19T00:07:44Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Participants
4
Form 5500 Total Compensation
135,615
Form 5500 Compensation Trajectory 3y
2025135,615
20240
Form 5500 Plan Count Trajectory 3y
20255
20241
Schedule C Total Compensation
135,615
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-19T00:07:44Z
Rdap Domain Last Changed
2025-08-30T07:32:46Z
Rdap Nameservers
Dns1msp.popp.netDns2msp.popp.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1091744
Trust Company Affiliate
No

People (2)

2
MENZEL, THOMAS, LEE
IAR · Direct Owner · 62.5%
1091744
BIERMANN, LAURA, ANNE
IAR · Direct Owner · 37.5%
6758217