SourcingSourcing

GEODE CAPITAL MANAGEMENT, LLC

C29
CRD 115504·SEC 801-61117·BOSTON, MA
AUM
$1736.52B
$1B+
Est. Revenue
$17.37B
@ 1% on AUM
Est. EBITDA
$5.21B
@ 30% margin
Est. Deal Value
$41.68B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GEODE CAPITAL MANAGEMENT, LLC
CRD
115504
SEC file #
801-61117
EIN
000000000
DBA names
—

Economics

AUM
$1736.52B
AUM band
$1B+
AUM trajectory
'20'26
$368.07B → $1736.52B▲ +372%
Client mix
Investment Companies91
Pooled Investment Vehicles74

Operations

Employees (total)
194
Advisory staff (per ADV)
37
Advisory staff (5-yr trend)
'20'26
42 advisors → 37 advisors▼ -12%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/geode-capital-management(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GEODE CAPITAL HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
13
Control Persons
GEODE CAPITAL HOLDINGS LLC
CICCONE, MICHAEL, ANTHONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:geode.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
412
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001308453
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2004-10-28
Edgar Last Filing Date
2020-03-02
Edgar Form D Count
12
Edgar Form D Offerings
2020-03-022020-03-02 · 0001567619-20-005297
2019-03-012019-03-01 · 0001567619-19-005812
Edgar Former Names
Geode Capital Partners LP (Relating to an offering of interests in Geode Diversified Fund)

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Jpmorgan2
Fidelity1
Edgar Addresses
Mailing
100 SUMMER STREET, 12TH FLOORBOSTON, MA 02110
Business
100 SUMMER STREET, 12TH FLOORBOSTON, MA 02110
Edgar EIN
000000000
Edgar Recent Filings
D/A2020-03-02 · 0001567619-20-005297
D/A2019-03-01 · 0001567619-19-005812
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (12)

12
CICCONE, MICHAEL, ANTHONY
Executive Officer · 2.5%
5560721
CODREANU, SORIN, CHRISTIAN
Executive Officer · 2.5%
6270490
RONALD DEPOALO
Executive Officer · 2.5%
5995085
DOHERTY, LAURA, M
Executive Officer · 2.5%
4485656
MOYER, BRAD, ETHAN
Executive Officer · 2.5%
8077889
BULLEN, PHILIP, LINDSEY
Executive Officer · 2.5%
2618050
KATHRYN ANN DUNN
Executive Officer · 2.5%
4652862
EVEN, MICHAEL, K
Executive Officer · 2.5%
2176724
Kapoor, Alok, Kumar
Executive Officer · 2.5%
7560266
GERARD JOHN MCGRAW
Executive Officer · 2.5%
4713963
SPRAGUE, THOMAS, MICHAEL
Executive Officer · 2.5%
7082841
UHRIG, JENNIFER, STONESTREET
Executive Officer · 2.5%
6270393