SourcingSourcing

THE HEATON HOPPES GROUP, LLC

C42
CRD 115511·SEC 801-113740·CEDAR FALLS, IA
AUM
$172.5M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$518K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE HEATON HOPPES GROUP, LLC
CRD
115511
SEC file #
801-113740
EIN
—
DBA names
Cedar Valley Wealth Advisors

Economics

AUM
$172.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$123.8M → $172.5M▲ +39%
Client mix
Individuals Other66
Individuals High Net Worth26
Pension Profit Sharing Plans5

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
CEDAR FALLS IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
cedarvalleywealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOPPES, KARLA, RENEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HOPPES, KARLA, RENEE
HEATON, ROBERT, MICHEAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CEDARVALLEYWEALTH.COM
Rdap Domain Creation Date
2014-06-04T18:18:03Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-04T18:18:03Z
Rdap Domain Last Changed
2026-04-05T06:23:25Z
Rdap Nameservers
Ns59.worldnic.comNs60.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4581702
Trust Company Affiliate
No

People (3)

3
HOPPES, KARLA, RENEE
IAR · Direct Owner · 62.5%
4581702
HEATON, ROBERT, MICHEAL
IAR · Direct Owner · 37.5%
1674580
Jake Robert Hoppes
IAR
7976903