SUTTERFIELD FINANCIAL GROUP, INC.

C42
CRD 115652·SEC 801-63652·BARTLESVILLE, OK
AUM
$274.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$823K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUTTERFIELD FINANCIAL GROUP, INC.
CRD
115652
SEC file #
801-63652
EIN
992599453
DBA names

Economics

AUM
$274.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$193.9M → $274.4M▲ +41%
Client mix
Individuals Other944
Pension Profit Sharing Plans100
Individuals High Net Worth45
Corporations18
Insurance Companies13

Operations

Employees (total)
32
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
20 advisors → 13 advisors▼ -35%
Primary office
BARTLESVILLE OK
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SUTTERFIELD, MICHELLE, LEE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SUTTERFIELD, MICHELLE, LEE
SUTTERFIELD, TREVOR, SHAWN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002022979
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-05-22
Edgar Last Filing Date
2024-05-22
Edgar Form D Count
1
Edgar Form D Offerings
2024-05-222024-05-22 · 0002022979-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Interactive Brokers2
Edgar Addresses
Mailing
501 E. 4TH STREETBARTLESVILLE, OK 74003
Business
7401 SOUTH BITTERROOT PLACESUITE 100SIOUX FALLS, SD 57108
Edgar EIN
992599453
Edgar Recent Filings
D2024-05-22 · 0002022979-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6134565
Trust Company Affiliate
No