SourcingSourcing

PEREGRINE ASSET ADVISERS, INC.

C47
CRD 115738·SEC 801-60608·PORTLAND, OR
AUM
$611.0M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PEREGRINE ASSET ADVISERS, INC.
CRD
115738
SEC file #
801-60608
EIN
931047927
DBA names
—

Economics

AUM
$611.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$323.9M → $611.0M▲ +89%
Client mix
Individuals Other390
Individuals High Net Worth51
Corporations28
Charitable Organizations7

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
PORTLAND OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
peregrineaa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOTTI, DANIEL, STEWART
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BOTTI, DANIEL, STEWART
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PEREGRINEAA.COM
Rdap Domain Creation Date
2002-10-01T22:45:21Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001535227
Edgar Registered
Yes
Edgar Filing Count
62
Edgar First Filing Date
2012-01-11
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
60
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001941040-26-000260

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
9755 SW BARNES RD SUITE 610PORTLAND, OR 97225
Business
9755 SW BARNES RD SUITE 610PORTLAND, OR 97225
Edgar EIN
931047927
Edgar Recent Filings
13F-HR2026-04-24 · 0001941040-26-000260
13F-HR2026-02-02 · 0001941040-26-000064
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-10-01T22:45:21Z
Rdap Domain Last Changed
2025-08-04T14:10:02Z
Rdap Nameservers
Ns1.sterlink.netNs2.sterlink.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1272707
Trust Company Affiliate
No

People (6)

6
BOTTI, DANIEL, STEWART
IAR · Direct Owner · 87.5%
1272707
JOHN BRADFORD KINGERY
IAR
1504867
GRANT EMERSON KERGER
IAR
4694382
Gunnar Marino
IAR
7480218
JEFFREY EDWARD STUERMER
IAR
2518255
Robert C Stuermer
IAR
7500585