SourcingSourcing

STEVENS, FOSTER FINANCIAL SERVICES, INC.

B61
CRD 115752·SEC 801-80128·BLOOMINGTON, MN
AUM
$750.4M
$500M-$1B
Est. Revenue
$7.5M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEVENS, FOSTER FINANCIAL SERVICES, INC.
CRD
115752
SEC file #
801-80128
EIN
—
DBA names
Stevens Foster Financial Advisors

Economics

AUM
$750.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$489.7M → $750.4M▲ +53%
Client mix
Individuals Other181
Individuals High Net Worth151

Operations

Employees (total)
20
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
8 advisors → 5 advisors▼ -37%
Primary office
BLOOMINGTON MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
stevensfoster.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STEVENS, WILLIAM, HOWARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
STEVENS, WILLIAM, HOWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STEVENSFOSTER.COM
Rdap Domain Creation Date
1997-12-29T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
28
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-28T05:00:00Z
Rdap Domain Last Changed
2025-12-29T14:20:39Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
436000
Trust Company Affiliate
No

People (5)

5
STEVENS, WILLIAM, HOWARD
IAR · Direct Owner · 87.5%
436000
JANN DANELLE MAURI
IAR
6247037
KEITH ALLEN LUNNEBORG
IAR
3126060
Jeremy Matthew Ballmann
IAR
6158501
DANIEL EATON PLAGENS
IAR
5104957