SourcingSourcing

KANE COMPANY WEALTH MANAGEMENT, INC.

C31
CRD 115756·SEC 801-117373·JOHNSTON, IA
AUM
$284.7M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$854K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KANE COMPANY WEALTH MANAGEMENT, INC.
CRD
115756
SEC file #
801-117373
EIN
—
DBA names
—

Economics

AUM
$284.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$108.9M → $284.7M▲ +161%
Client mix
Individuals Other120
Individuals High Net Worth78

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
1 advisors → 4 advisors▲ +300%
Primary office
JOHNSTON IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
x.com/fiduciaryadvice

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KANE FAMILY TRUST
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
KANE FAMILY TRUST
THE JASON JAMES KANE TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:kane.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3921
Soi Zip Pct 200k Plus
0.1646
Soi Zip Returns 200k Plus
1960
Soi Zip Total AGI
1,552,554
Fdic Zip Total Deposits
10,586,766,000
Fdic Zip Branch Count
237
Fdic Zip Top Banks
Community State Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Brenton Bank, National AssociationJohnston, IA
Liberty Savings Bank, FSBJohnston, IA
Fdic Zip HHI
1498.91
Fdic Zip Top Bank Share Pct
25.17
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,254
Returns2,380
Stub 2
AGI77,447
Returns2,070
Stub 3
AGI103,170
Returns1,670
Soi Zip Total Business Income
35,948
Soi Zip Total Cap Gains
75,034
Soi Zip Total Dividends
39,238
Soi Zip Total Returns
11,910
Trust Company Affiliate
No

People (3)

3
KANE, STEVEN, LEE
IAR · Executive Officer · 2.5%
4467286
KANE, JASON, JAMES
IAR · Executive Officer · 2.5%
6685445
Sarah Lynn Zimmerman
IAR
7058550