SourcingSourcing

HFM INVESTMENT ADVISORS, INC.

A78
CRD 115799·SEC 801-111727
AUM
$493.1M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HFM INVESTMENT ADVISORS, INC.
CRD
115799
SEC file #
801-111727
EIN
—
DBA names
—

Economics

AUM
$493.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$339.3M → $493.1M▲ +45%
Client mix
Individuals High Net Worth127
Individuals Other91
Pension Profit Sharing Plans2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
linkedin.com/in/stephenhydede(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HYDE, STEPHEN, LAURENCE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HYDE, STEPHEN, LAURENCE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:hfm.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
178,984
Form 5500 Compensation Trajectory 3y
2025178,984
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
178,984
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Top Owner CRD
254335
Trust Company Affiliate
No

People (2)

2
HYDE, STEPHEN, LAURENCE
IAR · Direct Owner · 87.5%
254335
PALLOZZI, MICHAEL, PAUL
IAR
1936691