SourcingSourcing

MUTUAL FUND PROTECTION SERVICE

A79
CRD 115961·SEC 801-107321·DENVER, CO
AUM
$102.0M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$306K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MUTUAL FUND PROTECTION SERVICE
CRD
115961
SEC file #
801-107321
EIN
—
DBA names
Integrity Prosperity Security (ips) Strategic Capital

Economics

AUM
$102.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$77.3M → $102.0M▲ +32%
Client mix
Individuals Other198
Investment Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/07/2025
ADV-W filed at
—
Website
investpsfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PAOLONI, DOMINICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PAOLONI, DOMINICK
Bramer, Mallory, Ellen
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTPSFUNDS.COM
Rdap Domain Creation Date
2016-03-22T21:45:56Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
pair Networks, Inc. d/b/a pair Domains

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-03-22T21:45:56Z
Rdap Domain Last Changed
2025-03-26T23:21:49Z
Rdap Nameservers
Dns.pair.comNs0.ns0.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1099239
Trust Company Affiliate
No

People (2)

2
PAOLONI, DOMINICK
IAR · Direct Owner · 87.5%
1099239
Bramer, Mallory, Ellen
Executive Officer · 2.5%
8028030