SourcingSourcing

BBJS FINANCIAL ADVISORS, LLC

C33
CRD 115969·SEC 801-121432·SEATTLE, WA
AUM
$331.5M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$995K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BBJS FINANCIAL ADVISORS, LLC
CRD
115969
SEC file #
801-121432
EIN
912136623
DBA names
—

Economics

AUM
$331.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$193.5M → $331.5M▲ +71%
Client mix
Individuals Other59
Individuals High Net Worth30
Pension Profit Sharing Plans1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
1 advisors → 2 advisors▲ +100%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
bbjsadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SERRES, WILLIAM, FRANCIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SERRES, WILLIAM, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BBJSADVISORS.COM
Rdap Domain Creation Date
2008-08-20T13:25:39Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
Advanced Internet Technologies, Inc. (AIT)

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001966040
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2023-02-24
Edgar Last Filing Date
2024-10-15
Edgar 13f Count
8
Edgar 13f Latest AUM Estimate
Filing Date2024-10-15
Accession0001966040-24-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
15501 4TH AVE STE 2880SEATTLE, WA 98101
Business
15501 4TH AVE STE 2880SEATTLE, WA 98101
Edgar EIN
912136623
Edgar Recent Filings
13F-HR2024-10-15 · 0001966040-24-000005
13F-HR2024-07-16 · 0001966040-24-000004
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-20T13:25:39Z
Rdap Domain Last Changed
2025-07-21T16:30:33Z
Rdap Nameservers
Ns0.nameservices.netNs1.nameservices.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4487287
Trust Company Affiliate
No

People (2)

2
SERRES, WILLIAM, FRANCIS
IAR · Direct Owner · 87.5%
4487287
LI TANG
IAR
4907676