SourcingSourcing

FINANCIAL ARCHITECTS, LLC

A65
CRD 116027·SEC 801-125000·WOODSTOCK, GA
AUM
$199.2M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$597K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL ARCHITECTS, LLC
CRD
116027
SEC file #
801-125000
EIN
821249852
DBA names
—

Economics

AUM
$199.2M
AUM band
$100M-$500M
AUM trajectory
'23'26
$124.6M → $199.2M▲ +60%
Client mix
Individuals High Net Worth61
Individuals Other39

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
3 advisors → 3 advisors▬ 0%
Primary office
WOODSTOCK GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
financialarchitectsllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HULTSTROM, DAVID, EARL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HULTSTROM, DAVID, EARL
RAO, ANITHA, G
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINANCIALARCHITECTSLLC.COM
Rdap Domain Creation Date
2001-07-30T16:15:27Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002066674
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2025-07-17
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
4
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0002066674-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
441 WOLF LEDGES PKWYSUITE 103AKRON, OH 44311
Business
441 WOLF LEDGES PKWYSUITE 103AKRON, OH 44311
Edgar EIN
821249852
Edgar Recent Filings
13F-HR2026-04-29 · 0002066674-26-000003
13F-HR2026-02-05 · 0002066674-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-12T11:59:59Z
Rdap Domain Last Changed
2022-09-17T00:03:11Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1968772
Trust Company Affiliate
No

People (3)

3
HULTSTROM, DAVID, EARL
IAR · Direct Owner · 87.5%
1968772
RAO, ANITHA, G
IAR · Direct Owner · 17.5%
5774635
Barnes, Kaitlyn, Michelle
IAR · Executive Officer · 2.5%
7484063