SourcingSourcing

FINANCIAL PLAN, INC.

C43
CRD 116073·SEC 801-77339·BELLINGHAM, WA
AUM
$1.60B
$1B+
Est. Revenue
$16.0M
@ 1% on AUM
Est. EBITDA
$4.8M
@ 30% margin
Est. Deal Value
$38.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL PLAN, INC.
CRD
116073
SEC file #
801-77339
EIN
911813176
DBA names
—

Economics

AUM
$1.60B
AUM band
$1B+
AUM trajectory
'20'26
$465.9M → $1.60B▲ +244%
Client mix
Individuals Other596
Individuals High Net Worth309
Charitable Organizations19

Operations

Employees (total)
12
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
6 advisors → 11 advisors▲ +83%
Primary office
BELLINGHAM WA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
facebook.com/financialplaninc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TWINING, JAMES, BARBER
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
TWINING, JAMES, BARBER
WOLF, WILLIAM, DEVIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
16,667
Form 5500 Compensation Trajectory 3y
202516,667
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
16,667
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002107584
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-28
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0002107584-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
12
Bc Firm IAR Count
12
Custodian Candidates
Full
Pershing4
E*trade4
Lpl Financial2
Edgar Addresses
Mailing
11 BELLWETHER WAY, SUITE 301BELLINGHAM, WA 98225
Business
11 BELLWETHER WAY, SUITE 301BELLINGHAM, WA 98225
Edgar EIN
911813176
Edgar Recent Filings
13F-HR2026-04-27 · 0002107584-26-000002
13F-HR2026-01-28 · 0002107584-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1225894
Trust Company Affiliate
No

People (12)

12
WOLF, WILLIAM, DEVIN
IAR · Direct Owner · 37.5%
5759493
TWINING, JAMES, BARBER
IAR · Direct Owner · 37.5%
1225894
TWINING, NATHAN, JAMES
IAR · Direct Owner · 17.5%
6142269
DICK, DAVID, ALDEN
IAR · Direct Owner · 17.5%
4470567
Twining, Gabriel, Aaron
IAR · Direct Owner · 7.5%
6570412
ANDREW MARTIN ZENDER
IAR
7245389
Justin Lloyd Gross
IAR
6723555
KELSEY LYNN BOUWMAN MARTIN
IAR
7247319
Dillon Augustus Quintana
IAR
7756878
Mailinh Rose Tenorio Vu
IAR
8194722
Levi Brian Westra
IAR
8225893
Quinn Thomas Vicars
IAR
7396872