CAPITAL CITIES INVESTMENTS

C48
CRD 116185·SEC 801-69504·INDIANAPOLIS, IN
AUM
$287.9M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$864K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL CITIES INVESTMENTS
CRD
116185
SEC file #
801-69504
EIN
DBA names

Economics

AUM
$287.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$155.5M → $287.9M▲ +85%
Client mix
Individuals Other412
Individuals High Net Worth64

Operations

Employees (total)
16
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
22 advisors → 14 advisors▼ -36%
Primary office
INDIANAPOLIS IN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
04/01/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAUGER, WILLIAM, MAXWELL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
MAUGER, WILLIAM, MAXWELL
ALEXANDER, BRYAN, KEITH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALCITIESINVESTMENTS.COM
Rdap Domain Creation Date
2001-07-25T21:23:41Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-25T21:23:40Z
Rdap Domain Last Changed
2023-03-30T18:13:09Z
Rdap Nameservers
Ns100.worldnic.comNs99.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1934817
Trust Company Affiliate
No