SourcingSourcing

KEY FINANCIAL, INC.

C37
CRD 116240·SEC 801-107742·WEST CHESTER, PA
AUM
$2.84B
$1B+
Est. Revenue
$28.4M
@ 1% on AUM
Est. EBITDA
$8.5M
@ 30% margin
Est. Deal Value
$68.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KEY FINANCIAL, INC.
CRD
116240
SEC file #
801-107742
EIN
232886175
DBA names
—

Economics

AUM
$2.84B
AUM band
$1B+
AUM trajectory
'20'26
$970.6M → $2.84B▲ +193%
Client mix
Individuals Other722
Individuals High Net Worth687
Corporations9

Operations

Employees (total)
36
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
6 advisors → 10 advisors▲ +67%
Primary office
WEST CHESTER PA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMFixed feesCommissionsOther Compensation

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
keyfinancialinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRENNAN, PATRICIA, CLARK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BRENNAN, PATRICIA, CLARK
EVERETT, RICHARD, BRADLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KEYFINANCIALINC.COM
Rdap Domain Creation Date
1998-09-11T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001801720
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2020-02-11
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001420506-26-000728

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
9
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
1045 ANDREW DRIVESUITE AWEST CHESTER, PA 19380
Business
1045 ANDREW DRIVESUITE AWEST CHESTER, PA 19380
Edgar EIN
232886175
Edgar Recent Filings
13F-HR2026-04-24 · 0001420506-26-000728
13F-HR2026-02-09 · 0001420506-26-000230
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-10T04:00:00Z
Rdap Domain Last Changed
2022-11-14T20:25:41Z
Rdap Nameservers
Ns21.domaincontrol.comNs22.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1454607
Trust Company Affiliate
No

People (10)

10
BRENNAN, PATRICIA, CLARK
IAR · Direct Owner · 87.5%
1454607
EVERETT, RICHARD, BRADLEY
IAR · Executive Officer · 2.5%
5254694
FUHRMAN, ERIC, RYAN
IAR · Executive Officer · 2.5%
4437818
MATTHEW DOUGLAS MAINWARING
IAR
7393770
ELIZABETH JANE MILLER
IAR
2399228
SPENCER PAUL PEET
IAR
7286850
MICHAEL PATRICK BRENNAN
IAR
6135449
SAMUEL DAVID BAEZ
IAR
5726041
DIANE L KRAINIK
IAR
6628363
THOMAS JOSEPH BELISARI
IAR
1061290