SourcingSourcing

HAMRICK INVESTMENT COUNSEL, LLC

C40
CRD 116314·SEC 801-79347·SEATTLE, WA
AUM
$299.2M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$897K
@ 30% margin
Est. Deal Value
$7.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HAMRICK INVESTMENT COUNSEL, LLC
CRD
116314
SEC file #
801-79347
EIN
201746414
DBA names
—

Economics

AUM
$299.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$132.2M → $299.2M▲ +126%
Client mix
Individuals High Net Worth55
Individuals Other44
Charitable Organizations1
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/09/2026
ADV-W filed at
—
Website
hamrickinvestment.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WATHEY, TODD, MARTIN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WATHEY, TODD, MARTIN
HAACK, DOUGLAS, PHILLIP
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HAMRICKINVESTMENT.COM
Rdap Domain Creation Date
1999-09-14T21:19:43Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002126147
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-04-01
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0002126147-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
2033 6TH AVESUITE 820SEATTLE, WA 98121
Business
2033 6TH AVESUITE 820SEATTLE, WA 98121
Edgar EIN
201746414
Edgar Recent Filings
13F-HR2026-05-11 · 0002126147-26-000002
13F-HR2026-04-01 · 0002126147-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-29T11:59:59Z
Rdap Domain Last Changed
2026-03-30T17:01:50Z
Rdap Nameservers
Ns45.domaincontrol.comNs46.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4717347
Trust Company Affiliate
No

People (3)

3
WATHEY, TODD, MARTIN
IAR · Direct Owner · 87.5%
4717347
HAACK, DOUGLAS, PHILLIP
IAR · Direct Owner · 17.5%
2068732
ROY ALBERT HAMRICK
IAR
1729273