SourcingSourcing

CHARTERED ADVISORY GROUP, INC.

A80
CRD 116517·SEC 801-72496·CHADDS FORD, PA
AUM
$127.7M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$383K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARTERED ADVISORY GROUP, INC.
CRD
116517
SEC file #
801-72496
EIN
—
DBA names
Chartered Advisory Group

Economics

AUM
$127.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$144.1M → $127.7M▼ -11%
Client mix
Individuals Other263
Individuals High Net Worth20

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
CHADDS FORD PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars WorkshopsOther Advisory Services
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
charteredadvisorygroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KANTNER, WILLIAM, HENRY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KANTNER, WILLIAM, HENRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CHARTEREDADVISORYGROUP.COM
Rdap Domain Creation Date
2015-05-01T13:23:06Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
7
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-01T13:23:06Z
Rdap Domain Last Changed
2026-05-05T19:39:32Z
Rdap Nameservers
Ns-1124.awsdns-12.orgNs-1766.awsdns-28.co.ukNs-346.awsdns-43.comNs-851.awsdns-42.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1091702
Trust Company Affiliate
No

People (4)

4
KANTNER, WILLIAM, HENRY
IAR · Direct Owner · 87.5%
1091702
SEAN PATRICK SMITH
IAR
5534225
ANGELA M BEAN
IAR
4442993
ROBERT JOSEPH PEDRICK
IAR
4872454