WINDSOR CAPITAL MANAGEMENT, LLC

CRD

116593

SEC file #

801-64200

EIN

263954701

DBA names

—

Economics

AUM

$703.4M

AUM band

$500M-$1B

AUM trajectory

'20 · $502.1M

'21 · $571.7M

'22 · $626.4M

'23 · $626.4M

'25 · $665.0M

'26 · $703.4M

'20'26

$502.1M → $703.4M▲ +40%

sec adv history

Client mix

Individuals Other	275
Individuals High Net Worth	183
Pension Profit Sharing Plans	66
Corporations	13
Charitable Organizations	6

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 6 advisors

'22 · 6 advisors

'23 · 6 advisors

'25 · 5 advisors

'26 · 5 advisors

'20'26

6 advisors → 5 advisors▼ -17%

sec adv history

Primary office

PHOENIX AZ

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly charges

Filings

Latest ADV filing

01/16/2026

ADV-W filed at

—

Website

moneyuncomplicated.net

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

WHITEHURST FINANCIAL SERVICES, INC.

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

WHITEHURST FINANCIAL SERVICES, INC.

PEPPLER CAPITAL ADVISORS, INC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MONEYUNCOMPLICATED.NET

Rdap Domain Creation Date

2021-12-10T19:12:01Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001543100

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2012-03-21

Edgar Last Filing Date

2026-04-10

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-10

Accession0001172661-26-001427

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4334

Soi Zip Pct 200k Plus

0.208

Soi Zip Returns 200k Plus

3,360

Soi Zip Total AGI

2,332,181

Fdic Zip Total Deposits

6,426,796,000

Fdic Zip Branch Count

100

Fdic Zip Top Banks

Bank of America, National Association

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

20860 NORTH TATUM BLVD.SUITE 220PHOENIX, AZ 85050

Business

20860 NORTH TATUM BLVD.SUITE 220PHOENIX, AZ 85050

Edgar EIN

263954701

Edgar Recent Filings

13F-HR2026-04-10 · 0001172661-26-001427

13F-HR2026-01-15 · 0001172661-26-000191

Fdic Zip Branches Raw

Compass BankPhoenix, AZ

Bank of America, National AssociationPhoenix, AZ

Fdic Zip HHI

3368.79

Fdic Zip Top Bank Share Pct

44.73

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-10T19:12:01Z

Rdap Domain Last Changed

2025-10-11T06:12:54Z

Rdap Nameservers

Ns97.worldnic.comNs98.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	37,094
Returns	3,120

Stub 2

AGI	91,852
Returns	2,480

Stub 3

AGI	122,623
Returns	1,980

Soi Zip Total Business Income

79,153

Soi Zip Total Cap Gains

141,217

Soi Zip Total Dividends

58,009

Soi Zip Total Returns

16,150

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