SourcingSourcing

PINNACLE FINANCIAL GROUP LLC

C28
CRD 116600·SEC 801-71357·WESTERN SPRINGS, IL
AUM
$672.7M
$500M-$1B
Est. Revenue
$6.7M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$16.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINNACLE FINANCIAL GROUP LLC
CRD
116600
SEC file #
801-71357
EIN
261483150
DBA names
—

Economics

AUM
$672.7M
AUM band
$500M-$1B
AUM trajectory
'20'26
$284.9M → $672.7M▲ +136%
Client mix
Individuals High Net Worth196
Individuals Other194
Pension Profit Sharing Plans2
Charitable Organizations1
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
WESTERN SPRINGS IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
mypinnaclefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALBATROSS41, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ALBATROSS41, LLC
THREEPILLAR ASSETS, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYPINNACLEFINANCIAL.COM
Rdap Domain Creation Date
2010-12-02T15:06:27Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Participants
1,182
Form 5500 Total Compensation
166,326
Form 5500 Compensation Trajectory 3y
2026143,049
202523,277
20240
Form 5500 Plan Count Trajectory 3y
20244
20252
20261
Schedule C Total Compensation
166,326
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001465595
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2009-06-23
Edgar Last Filing Date
2009-06-23
Edgar Form D Count
1
Edgar Form D Offerings
2009-06-232009-06-23 · 0001012975-09-000174

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
850 THIRD AVENUE, 11TH FLOORNEW YORK, NY 10022
Business
850 THIRD AVENUE, 11TH FLOORNEW YORK, NY 10022
Edgar EIN
261483150
Edgar Recent Filings
D2009-06-23 · 0001012975-09-000174
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-02T15:06:27Z
Rdap Domain Last Changed
2025-12-08T20:08:14Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
FITZGERALD, DANIEL, BRIAN
IAR · Executive Officer · 2.5%
5322909
HARAMBASIC, VINCENT
IAR · Executive Officer · 2.5%
4992961
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
JAMES J STORK
IAR
4205762
SEAN PATRICK MORAN
IAR
4778230