SourcingSourcing

LUCID ADVISORS, INC.

C34
CRD 116639·SEC 801-67665·SEATTLE, WA
AUM
$1.15B
$1B+
Est. Revenue
$11.5M
@ 1% on AUM
Est. EBITDA
$3.4M
@ 30% margin
Est. Deal Value
$27.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LUCID ADVISORS, INC.
CRD
116639
SEC file #
801-67665
EIN
—
DBA names
—

Economics

AUM
$1.15B
AUM band
$1B+
AUM trajectory
'20'26
$588.6M → $1.15B▲ +95%
Client mix
Individuals Other18
Individuals High Net Worth15
Pension Profit Sharing Plans12
Corporations5

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
Hourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
lucidadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ASHIHARA, GREG, RIKIO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ASHIHARA, GREG, RIKIO
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LUCIDADVISORS.COM
Rdap Domain Creation Date
2002-05-29T21:44:36Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
89,045
Form 5500 Compensation Trajectory 3y
202589,045
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
89,045
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fidelity3
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-29T21:44:36Z
Rdap Domain Last Changed
2026-04-30T04:34:53Z
Rdap Nameservers
Ns1.systemdns.comNs2.systemdns.comNs3.systemdns.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
2310266
Trust Company Affiliate
No

People (2)

2
ASHIHARA, GREG, RIKIO
IAR · Direct Owner · 87.5%
2310266
Ryan Jeffrey Bilco
IAR
7170679